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  • ABOUT
  • ATTORNEYS
    • Bruce Lewitas
    • Douglas W. Hyman
    • Daniel Hildebrand
  • FINANCIAL PROFESSIONALS
    • FINRA, SEC and State Regulatory Investigations
    • Employment Counsel
    • Wrongful Discharge
    • Expungement Claims
    • Promissory and Forgivable Notes
    • Firm Transitions
    • CFP Board Investigations
    • Partnership Disputes
    • Broker Protocol FAQs
    • Form U5 Claims
  • FINANCIAL INSTITUTIONS
    • Financial Services Arbitration and Litigation
    • Regulatory Counseling and Investigations
    • RIA Formation and Compliance Counsel
    • Securities and Commercial Litigation
  • INVESTORS
    • Investor Notice: GWG L Bonds
    • Frequently Asked Questions About Investment Loss Matters
    • Financial Advisor Misconduct
    • Breach of Fiduciary and Other Duties
    • Retirement Planning Negligence
    • Securities and Investment Fraud
    • Unauthorized Trading
  • BLOG
  • CONTACT

8 social media influencers charged with using platforms to manipulate stocks

On Behalf of Lewitas Hyman PC | Dec 21, 2022 | Insider Trading

Eight social media influencers have been charged with trying to manipulate stocks through the use of their platforms, the Securities and Exchange Commission announced. The SEC said the $100 million securities fraud scheme had been carried out since at least January...

Former employee of online gambling company charged by SEC with insider trading

On Behalf of Lewitas Hyman PC | Jun 27, 2022 | Insider Trading

A former employee of a Pennsylvania-based online gambling company has been charged with insider trading, the Securities and Exchange Commission announced. The SEC filed a complaint in federal district court against David Roda of Philadelphia, a former software...

Former CFO of pharmaceutical company charged with insider trading

On Behalf of Lewitas Hyman PC | Dec 7, 2021 | Insider Trading

A former pharmaceutical company executive and his former girlfriend have been charged with insider trading, the Securities and Exchange Commission announced in a news release last week. The SEC filed a complaint in U.S. District Court against Usama Malik, the ex-Chief...

Stock webcast host charged with spreading false rumors about companies

On Behalf of Lewitas Hyman PC | Oct 6, 2021 | Insider Trading

The host of a stock trading webcast has been charged with spreading false rumors about public companies as part of an alleged “market manipulation scheme,” according to AdvisorNews. The Securities and Exchange Commission filed a complaint in United States District...

Former Nvidia Corp. Accounting Manager Settles with the SEC on Insider Trading Charges

On Behalf of Lewitas Hyman PC | May 10, 2014 | Financial News, Insider Trading

Chris Choi, a former Nvidia Corp. account manager recently settled with the SEC on insider trading charges. According to the SEC complaint, filed in the Southern District of New York, Mr. Choi tipped a friend with nonpublic information before the technology company’s...

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