Wells Fargo Advisors is being sued by a client associate who alleges that the firm did not protect her from persistent mistreatment by a male financial advisor, AdvisorHub reports. Dinah Mirson, who worked at a branch office in Palm Beach, Florida, has filed a gender...
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Technological advances give financial advisors new tools to identify prospects
Advances in technology are empowering financial advisors with new tools they can utilize to generate leads and help their businesses thrive, according to a report in last week's Wealth Management. One firm at the forefront of this trend is the startup Finny, which...
Former Raymond James broker challenges penalty for soliciting former clients
A former broker for Raymond James Financial is challenging an arbitration ruling which found that she violated rules by soliciting former clients after selling her practice to a father and son team, AdvisorHub reports. In May, a three-member Financial Industry...
Former Wells Fargo banker files suit alleging racial profiling of customers
Wells Fargo is being sued by one of its former personal bankers who alleges he was fired for reporting racial discrimination and profiling of potential customers by the firm, according to ThinkAdvisor.. Thomas Davis, who was hired by Wells Fargo in 2016, filed his...
Wells Fargo adds several advisors producing nearly $5.2 million in annual revenue
Wells Fargo Advisors has been adding a number of prominent financial advisors to its wealth management units in recent weeks, AdvisorHub reports. Wells Fargo said the advisors it has brought in from UBS Wealth Management USA and Merrill Lynch together produced almost...
