Representing financial professionals, financial institutions and investors in investment loss, employment and disclosure matters, and in regulatory investigations nationwide.

Nationwide Counsel for Financial Institutions

The attorneys at Lewitas Hyman have decades of experience representing some of the world’s largest financial institutions, as well as smaller RIAs, banks, broker-dealers and hedge funds.

Our team includes former regulators, in-house lawyers and financial advisors with decades of collective experience, thereby giving us a greater understanding of the complexities within the industry. This experience allows us to help clients navigate through regulatory, employment, investment loss and CRD/ADV disclosures.

Additionally, we offer general counsel services regarding best practices, complex investment products and other matters relevant to the industry. While litigation avoidance is always the goal, when necessary, we are aggressive trial attorneys who have collectively taken well over 100 matters to trial.

The types of matters we typically handle include:

For more information about the services we provide to financial institutions, please contact Lewitas Hyman at (888) 655-6002 or through our online contact form.