The Securities and Exchange Commission announced that it has adopted new rules requiring public companies to disclose certain climate-related information to investors. The SEC said it was taking the action to enhance and standardize these disclosures as a way to...
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Securities and Compliance
SEC committee holds meeting on equity market structure, use of materiality
The Securities and Exchange Commission announced details of a public meeting being held by its Investor Advisory Committee today. The committee focuses on investor-related interests. It advises the SEC on regulatory priorities and various initiatives to help protect...
California Gov. Newsom signs legislation to protect annuity investors
A bill aimed at providing protections for people investing in annuities has been signed into law by California Governor Gavin Newsom, according to ThinkAdvisor. The legislation was sponsored by State Sen. Bill Dodd, D-Napa, in partnership with California Insurance...
E-delivery of documents to investors would become default method under Senate bill
A bill introduced in the U.S. Senate would make electronic delivery of documents to investors the default option, according to Financial Advisor. Senators John Hickenlooper, a Colorado Democrat and Thom Tillis, a North Carolina Republican, are co-sponsoring the...
SEC Chair Gensler warns companies about making false claims regarding AI
Companies should be avoiding false or misleading claims about their use of artificial intelligence technologies in their operations, Securities and Exchange Commission Chair Gary Gensler said. According to The Global Treasurer, Gensler discussed the topic during a...