Many financial advisors have a fear of retirement and are reluctant to close out their careers, according to a report by ThinkAdvisor. The issue was the topic of an interview with Casey Jorgensen, head of the Dynasty Institute for Adaptive Leadership. Jorgensen helps...
Representing financial professionals, financial institutions and investors in investment loss, employment and disclosure matters, and in regulatory investigations nationwide.
Financial News
Lawsuit filed against JP Morgan over low interest rates in cash sweep program
A lawsuit has been filed against JPMorgan Chase and its subsidiary J.P. Morgan Securities over allegations the firm is shortchanging investors on interest payments, according to WealthManagement. The proposed class action suit was filed last week in New York's...
Federal judge strikes down Federal Trade Commission ban on non-compete agreements
The Federal Trade Commission's new rule banning employers from requiring employees to sign non-compete agreements has been struck down by a federal judge, the Washington Post reports. Tuesday's ruling by U.S. District Judge Ada Brown in Dallas blocks the ban that had...
Commodity indexes offered in increasing number of life and annuity products
Investors seeking added asset diversification in their portfolios are increasingly finding an option in commodity indexes, according to a ThinkAdvisor report. These indexes have also become appealing as a hedge against inflation, financial advisors say. The indexes,...
Turnkey asset management platforms recommended to help RIAs with administration
Registered investment advisors can utilize an important tool to help them manage their practices: turnkey asset management platforms, or TAMPs. A report by InvestmentNews provides recommendations from planners on the best TAMPs that are currently available. RIAs...
