The Certified Financial Planner Board of Standards announced that it had imposed an interim suspension against a Texas financial professional. In a news release, the CFP Board announced it had taken the action against John Poulos of Colleyville, whose CFP®...
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CFP Board
CFP Board announces creation of separate nonprofit arm to advance profession
The Certified Financial Planner Board of Standards said it is taking the next step in its organizational evolution with the creation of a separate nonprofit arm, reports Financial Advisor. The CFP Board announced the change in a news release, saying it will advance...
CFP Board announces sanctions against 12 financial planners
The Certified Financial Planner Board of Standards has announced public sanctions against 12 current or former CFP® professionals who were found to have violated the profession’s ethical standards. The CFP Board’s sanctions, in order of increasing severity, included...
CFP Board imposes interim suspension order against Texas investment advisor
The Certified Financial Planner Board of Standards has taken disciplinary action against a Texas financial professional due to violations of the board’s ethical standards. The CFP Board announced that it imposed an interim suspension of the CFP® certification against...
CFP board forms commission to review profession’s competency requirements
The Certified Financial Planner Board of Standards has announced an initiative aimed at reviewing the current competency requirements for CFP® professionals. In a news release, the CFP Board said it will form a Competency Standards Commission in 2023. The commission’s...