The CFP Board has begun to enforce its updated Code of Ethics and Standards of Conduct (“Code of Ethics and Standards”) that went into effect on October 1, 2019. The new Code of Ethics and Standards is the culmination of five years of work by the CFP Board to modernize the required standards of CFP professionals and to strengthen its enforcement program. The CFP Board also adopted new Procedural Rules that update and streamline the process for enforcement matters resulting from potential...